Internal Audit Lead
3 days ago
The Internal Audit Manager will oversee the planning, execution, and reporting of operational, financial, and regulatory audits/reviews at Shahzad Hammad Traders. This role involves providing guidance on internal controls to SHT Direct management.
Responsibilities Include:
- Plan and coordinate financial, regulatory, compliance, or operational reviews/audits.
- Collaborate with risk, legal, and other control-related activities within Internal Audit.
- Conduct risk assessments and identify controls in place to mitigate identified risks.
- Perform audit procedures to verify that controls are operating through testing and interviewing techniques.
- Analyze and conclude on the effectiveness and efficiency of the control environment.
- Identify control gaps and opportunities for improvement.
- Document the results of audit work in accordance with audit department and IIA standards.
- Prepare timely audit reports for executive management, the Audit Committee, and the Board of Directors.
- Act as primary client liaison within Internal Audit for one or more VPs/division heads.
- Evaluate and promote compliance to internal SHT policies.
- Contribute to the year-end financial audit with the external auditor.
- Provide advice on internal control and participate in enhancing internal audit standards and practices within SHT.
- Research new or technical subjects when required to support audits (e.g., Basel III, OSFI Guidelines, market risk, financial instruments, etc.).
Qualifications:
- 3-5 years of progressive work experience with a focus on financial risk and regulatory requirements.
- Excellent understanding of the IIA standards and ability to fully comply with IIA standards.
- Ability to manage projects and supervise auditors to follow sound internal control practices and manage risks appropriately.
- Strong negotiation, relationship building, problem-solving, and timely problem escalation skills.
- Excellent written and oral communication skills.
- Post-secondary degree preferably in business or finance.
- Proficiency in MS Office (Word, Excel, PowerPoint), Outlook, and Visio; preferable to have experience with ERP and SAP software.
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