
Regulatory Compliance Specialist
14 hours ago
Compliance Professional
About the Role:
The Compliance Professional will serve as a key liaison between Retail Business, its Operations and Compliance Group. This individual will ensure the completion of tasks and responsibilities related to designated functions/areas as mentioned in the Compliance Program.
Key Responsibilities:
- Act as principal interface between Retail Business, its Operations and Compliance Group.
- Highlight and report compliance issues relating to assigned functions/areas to relevant Business/Group Head, Retail Compliance Head and Group Head Compliance.
- Maintain repository of material compliance issues and follow up for timely closure.
- Review and sign off policies, procedures & product programs developed by assigned business units/departments to ensure compliance with applicable regulatory requirements.
- Provide ongoing advice on regulatory compliance related matters.
- Develop, periodically review and obtain sign off on Compliance Grids related to designated functions.
- Ensure that RCSA Grids provide coverage to the applicable regulatory requirements.
- Conduct periodic reviews of assigned branches & functions and report findings to respective Business/Group Head & Retail Compliance Head.
- Coordinate and facilitate SBP inspection of the assigned functions/areas, assisting and advising the concerned units/functions for timely and appropriate responses.
- Ensure closure of outstanding items of Corrective Action Plan related to SBP Inspection, Compliance reviews and/or any regulatory compliance issue reported by ARR and External Auditors.
Application Process:
Applicants must clearly mention the title of the position in their application.
We are an equal opportunity employer. Female candidates and differently-abled candidates are encouraged to apply.
Samba Bank reserves the right to accept or decline any application.
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