
Regulatory Specialist
5 days ago
The Compliance Officer will play a pivotal role in ensuring our organization's adherence to PRs and AML regulations. This includes staying up-to-date with the latest regulatory requirements, conducting regular compliance reviews, and providing guidance to branch staff.
Key Duties:- Regulatory Compliance: Ensure our organization remains compliant with PRs and AML regulations, identifying areas for improvement and implementing corrective actions.
- Compliance Review Process: Develop and implement a comprehensive compliance review process, encompassing branch and HO functions.
- Observation Resolution: Address observations identified during compliance reviews, ensuring timely and effective rectification.
- Staff Support: Provide expert guidance and support to branch staff on regulatory matters, promoting a culture of compliance.
- Reporting and Communication: Prepare and present regular reports to management, highlighting key findings and recommendations.
- Query Resolution: Investigate queries from the AML desk, ensuring prompt resolution and maintaining customer satisfaction.
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Financial Regulation Specialist Position
3 days ago
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