Risk Management and Compliance Director

5 days ago


Karachi, Sindh, Pakistan AKD Investment Management Limited Full time

What We Offer:

  • A dynamic work environment with opportunities for professional growth and development.

Responsibilities:

  • Develops, initiates, maintains, and revises policies, plans, and procedures to prevent illegal, unethical, or improper conduct in the Compliance function.
  • Manages day-to-day operation of compliance functions and ensures compliance with applicable laws and regulatory agencies' rules.
  • Serves as an internal resource for employees to communicate about compliance issues and concerns.
  • Maintains documentation of compliance activities and monitors systems to ensure effectiveness.
  • Provides employee training on compliance-related topics and assists auditors in compliance reviews.

Requirements:

  • Two years of experience in the Mutual Fund Industry or Financial Industry.


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