Financial Regulatory Compliance Officer

23 hours ago


Karachi, Sindh, Pakistan beBee Careers Full time

A key responsibility of the Compliance Manager is to ensure the company's financial transactions comply with regulatory requirements.

Responsibilities
  • Adhere to regulatory fund limits.
  • Daily monitoring of transaction activity using the Transaction Monitoring System.
  • Follow up on irregularities and suggest improvements to the system.
  • Monthly analysis of the Financial Management Report (FMR) and reporting of discrepancies.
  • Maintenance of Anti-Money Laundering (AML) procedures.
  • Ensuring marketing materials comply with regulatory standards.
  • Monitoring of departmental operations for regulatory compliance.
  • Regulatory compliance with the Companies Act and NBFC/AMC Rules & Regulations.
  • Suspicious activity reporting to relevant authorities.
  • Submission of FATCA & CRS reports and other required information.

This role requires strong analytical and communication skills, as well as the ability to work independently and as part of a team.



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