
Risk and Regulatory Specialist
3 days ago
Compliance Officer
We are seeking a highly skilled Compliance Officer to oversee daily operations and ensure adherence to regulatory requirements. This role is ideal for individuals with a strong background in compliance, risk management, and regulatory affairs.
The successful candidate will be responsible for:
- Monitoring daily compliance with applicable laws and regulations.
- Reviewing the Financial Management Report (FMR) monthly and reporting any discrepancies to the relevant department.
- Ensuring AML procedures are strictly followed, with no instances of non-compliance during account opening reviews.
- Overseeing the compliance of marketing materials with regulatory requirements.
- Coordinating with other departments to ensure regulatory standards are met.
Requirements:
- A Master's degree or qualification in ACCA/ICMA (Finalist) preferred.
- A minimum of 5 years of relevant compliance experience, ideally within the financial sector.
Benefits:
- Medical insurance.
- An opportunity to work in a dynamic and innovative environment.
About Us:
We are a leading fintech company dedicated to providing businesses and individuals with better investment returns while considering their unique goals and risk profiles. We strive to revolutionize the investment landscape by making it more accessible, efficient, and personalized.
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