Financial Regulations Expert

7 days ago


Faisalabad City Tehsil, Pakistan National Compliance Full time

**Role Overview**

The Financial Regulations Expert at National Compliance plays a crucial role in ensuring clients comply with legal standards and in-house policies from a distance. This includes enforcing regulations, conducting sanction screenings, risk assessments, and transaction monitoring.

**Key Accountabilities:**

  • Sanctions and Screening: Conduct thorough sanctions screenings to prevent engaging with blacklisted entities.
  • Risk Management: Identify and mitigate potential risks in business operations and strategies.
  • Transaction Monitoring: Review transactions for suspicious activity and escalate if necessary.
  • Compliance Program Development: Design, implement, and maintain compliance programs to ensure regulatory compliance.
  • Internal Controls: Establish and monitor internal controls to prevent non-compliance.
  • Policy Development: Update company policies to align with current compliance standards and best practices.
  • Auditing: Regularly review and audit processes to identify areas for improvement.
  • Training: Provide compliance training to staff to ensure they understand regulatory requirements.
  • Proposal Development: Prepare comprehensive proposals for compliance projects or initiatives.
  • Collaboration: Work closely with other departments to ensure compliance across the organization.
  • Crisis Management: Establish plans to manage compliance violations and minimize damage.
  • Knowledge Development: Stay updated on regulatory changes and industry best practices.


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