Senior Compliance Officer

4 hours ago


Hyderabad City Taluka, Pakistan HSBC Full time

Key Responsibilities

  1. Work with relevant contacts in Global Businesses and Global Functions to ensure consistent and effective application, implementation, and controls related to Investigative Reporting standards, policies, and procedures.
  2. Act as principal point of contact for internal and external stakeholders in relation to Transaction Monitoring/Investigation risk (including regulators).
  3. Accountable to the country Head of IR FCI for driving effective risk mitigation through transaction monitoring and investigation function by meeting quality and efficiency objectives.
  4. Stay at the forefront of key regulatory changes to ensure proactive communication with business and implement appropriate group policy and framework to manage changes.
  5. Provide advice to business across India on risk associated with prospective business, products, and service and design mitigation controls and strategies as appropriate.
  6. Intersect and represent FCC/FCI with senior business leadership.
  7. Act as the Alternate Principal Officer with FIU IND, for the Bank and manage all regulatory reporting and interactions with the regulator.

Role Dimensions

The jobholder's responsibilities cover supporting the Country Head of AML. HSBC is an emerging economy and a strategic priority for the Group. It is a developing regulatory jurisdiction, which is regulated by multiple regulators not only within India but also from overseas. While the regulations are voluminous and complex, sometimes prescriptive; sometimes ambiguous and sometimes archaic, the operating environment on the other hand is dynamic, demanding, and diverse with multiple stakeholders.


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