
Corporate Governance and Compliance Specialist
5 days ago
Company Overview:
- AKD Investment Management Limited is a leading investment management company that provides a range of investment solutions to institutional clients.
Job Summary:
- We are looking for an Assistant Manager Compliance who can lead our compliance function and ensure that all regulatory requirements are met.
Responsibilities:
- Develops, initiates, maintains, and revises policies, plans, and procedures to prevent illegal, unethical, or improper conduct in the Compliance function.
- Manages day-to-day operation of compliance functions and ensures compliance with applicable laws and regulatory agencies' rules.
- Serves as an internal resource for employees to communicate about compliance issues and concerns.
- Maintains documentation of compliance activities and monitors systems to ensure effectiveness.
- Provides employee training on compliance-related topics and assists auditors in compliance reviews.
Requirements:
- Two years of experience in the Mutual Fund Industry or Financial Industry.
Benefits:
- This role offers a competitive salary package and opportunities for professional growth and development.
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