Senior Regulatory Compliance Specialist

17 hours ago


Karachi, Sindh, Pakistan beBeeRegulatory Full time
Key Job Responsibilities

The primary role of this position is to act as a liaison between the Retail Business, Operations, and Compliance Group. This involves ensuring timely completion of tasks and responsibilities related to designated functions/areas.

The ideal candidate will have excellent analytical and numerical skills, as well as a deep understanding of AML/KYC and regulatory requirements.

  • Act as the key interface between Retail Business, its Operations, and Compliance Group.
  • Ensure completion of assigned functions/areas as per SBL's Compliance Program.
  • Highlight and report compliance issues relating to assigned functions/areas to relevant stakeholders.
  • Maintain a repository of material compliance issues and follow up for timely closure.
  • Review and sign off policies, procedures & product programs developed by assigned business units/departments to ensure compliance with applicable regulatory requirements.
  • Provide ongoing advice on regulatory compliance-related matters.
  • Develop, periodically review, and obtain sign off on Compliance Grids related to designated functions.
  • Ensure that RCSA Grids provide coverage to the applicable regulatory requirements.
  • Conduct periodic reviews of assigned branches & functions and report findings to respective stakeholders.
  • Coordinate and facilitate SBP inspection of the assigned functions/areas, assisting and advising the concerned units/functions for timely and appropriate responses.
  • Ensure closure of outstanding items of Corrective Action Plan related to SBP Inspection, Compliance reviews, and/or any regulatory compliance issue reported by ARR and External Auditors.
  • Disseminate regulatory instructions and advisories to the related units/departments and ensure their implementation in a timely manner.


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