Compliance Governance Specialist

2 days ago


Karachi, Sindh, Pakistan beBee Careers Full time

As a Compliance Manager, you will oversee daily compliance with applicable laws and regulations.

Key Responsibilities
  • Monitor adherence to regulatory fund limits.
  • Manage the Transaction Monitoring System, ensuring daily review of alerts and breaches, taking appropriate follow-up actions, and recommending system improvements.
  • Review the Financial Management Report (FMR) monthly and report any discrepancies to the relevant department.
  • Ensure AML procedures are strictly followed, with no instances of non-compliance during account opening reviews.
  • Oversee the compliance of marketing materials with regulatory requirements.
  • Ensure other departmental operations adhere to regulatory standards.
  • Monitor compliance with laws and regulations including the Companies Act and NBFC/AMC Rules & Regulations.
  • Ensure timely reporting of suspicious activities to the relevant authorities.
  • Oversee timely submission of FATCA & CRS reports and other information required by regulatory bodies.


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