Assistant Manager Compliance

3 days ago

Karachi, Sindh, Pakistan BMA Investment Advisors Ltd. Full time 104,000 - 130,878 per year

Job Purpose

To support the Head of Compliance in implementing, monitoring, and strengthening the compliance framework, corporate governance practices, and regulatory reporting requirements of BMA Investment Advisors Ltd.

The role ensures timely execution of compliance tasks, maintenance of regulatory records, monitoring of company-wide adherence to SECP, NBFC, and AML/CFT regulations, and coordination for audits and inspections.

Key Responsibilities

  1. Regulatory Compliance Monitoring

  2. Assist in implementing compliance policies, procedures, and regulatory frameworks.

  3. Prepare and maintain compliance checklists for periodic filings with SECP and other regulators.
  4. Monitor ongoing company operations to identify compliance gaps and escalate issues to the Head of Compliance.

  5. Track regulatory updates and support management in integrating them into policies.

  6. Reporting & Filings

  7. Draft and prepare statutory filings, reports, and returns for submission to SECP and other authorities.

  8. Maintain compliance records, registers, and documentation as per NBFC Rules and AML/CFT guidelines.

  9. Prepare compliance MIS/reports for management and regulatory review.

  10. Audit & Internal Control Support

  11. Assist in execution of internal audit plans related to compliance and risk control.

  12. Follow up on audit findings, ensuring corrective actions are implemented.

  13. Coordinate with internal and external auditors during reviews and inspections.

  14. Policy & Governance Support

  15. Support in drafting and reviewing internal policies, SOPs, and governance documents.

  16. Ensure compliance awareness by circulating regulatory updates and conducting basic staff orientations under the Head of Compliance's guidance.

  17. Liaise with HR and other departments to ensure compliance with internal governance and ethical standards.

  18. Coordination & Assistance

  19. Provide administrative and documentation support for Board/Committee meetings, including collation of compliance-related agenda items and records.

  20. Act as the first point of contact for departmental compliance queries, escalating issues as required.
  21. Work closely with the Manager, Internal Audit & Compliance, for monitoring and reporting tasks.

Qualifications & Experience

  • Bachelor's degree in Finance, Law, Accounting, or related field (Master's preferred).
  • 2–4 years of relevant experience in compliance, audit, or risk management (preferably in financial services or NBFC sector).
  • Familiarity with SECP regulations, Companies Act 2017, NBFC Rules, and AML/CFT requirements.
  • Strong analytical, documentation, and reporting skills.

Key Competencies

  • Attention to detail and regulatory awareness.
  • Strong organizational and record-keeping skills.
  • Ability to work independently under supervision.
  • Good communication and coordination skills.

  • Assistant Manager Compliance

    3 days ago

    Karachi, Sindh, Pakistan BMA Capital Management Limited Full time 104,000 - 130,878 per year

    Job PurposeTo support the Head of Compliance in implementing, monitoring, and strengthening the compliance framework, corporate governance practices, and regulatory reporting requirements of BMA Investment Advisors Ltd.The role ensures timely execution of compliance tasks, maintenance of regulatory records, monitoring of company-wide adherence to SECP, NBFC,...

  • Assistant Manager Compliance

    3 days ago

    Karachi, Sindh, Pakistan BMA Investment Advisors Ltd. Full time 104,000 - 130,878 per year

    Job PurposeTo support the Head of Compliance in implementing, monitoring, and strengthening the compliance framework, corporate governance practices, and regulatory reporting requirements of BMA Investment Advisors Ltd.The role ensures timely execution of compliance tasks, maintenance of regulatory records, monitoring of company-wide adherence to SECP, NBFC,...

  • Assistant Manager Compliance

    3 days ago

    Karachi, Sindh, Pakistan Pak Suzuki Motor Company Limited Full time $90,000 - $120,000 per year

    Responsible for ensuring that the company adheres to all applicable laws, regulations, internal policies, and ethical standards. Monitoring compliance processes, conducting risk assessments, providing guidance to management and employees, and implementing corrective measures to address compliance issues.Key ResponsibilitiesRegulatory Compliance &...

  • Assistant Manager – Financial Compliance

    6 days ago

    Karachi, Sindh, Pakistan beBeeRegulatory Full time 900,000 - 1,200,000

    Job Title: Assistant Manager – Regulatory ReportingDescriptionThis is a challenging and rewarding role that requires strong analytical skills and attention to detail. As an Assistant Manager in Regulatory Reporting, you will be responsible for preparing regulatory reports for Mashreq UAE and assisting in the preparation of reports for Mashreq subsidiaries...

  • Manager Ethics/Compliance

    3 days ago

    Karachi, Sindh, Pakistan Rozee Full time $90,000 - $120,000 per year

    Analysis and presentation of Territory Ethics & Compliance dashboard data Update of Compliance program data and Compliance metrics and KPIs to business leadership Overview of Ethics & Compliance Ambassador program health and activity in the Territory Discussion of potential upcoming regulatory risks and challenges for the business in the Territory ...

  • Dy Manager Compliance

    3 days ago

    Karachi, Sindh, Pakistan AGI DENIM Full time 600,000 - 1,200,000 per year

    Our textile company client is seeking an experienced "Dy Manager Compliance & Sr. Executive" of substantiality & compliance department.1. Job Opening: Dy Manager Compliance:Key Responsibilities:Report compliance violations to relevant enforcement agencies as appropriate.Identify, assess, and investigate compliance issues requiring follow-up.Lead internal...

  • Compliance Professional

    3 days ago

    Karachi, Sindh, Pakistan beBeeCompliance Full time 800,000 - 1,200,000

    Job OverviewA dynamic and ambitious professional is required to support the implementation, monitoring, and strengthening of our compliance framework.Key Responsibilities:Compliance Monitoring: Assist in implementing compliance policies and procedures. Monitor company operations to identify compliance gaps and escalate issues.Reporting & Filings: Draft and...

  • Deputy Manager – Compliance

    1 week ago

    Karachi, Sindh, Pakistan Sui Southern Gas Company Limited Full time

    OverviewDeputy Manager – Compliance & ComplaintsSeptember 09, 2024Qualifications & ExperienceMBA with at least 02 years of experience or Masters with at least 05 years of experience. Knowledge of Regulatory Frame work will be considered as an added advantageResponsibilitiesReview/analyze complaints having financial impacts on a regional basis when required...

  • Manager Compliance

    6 days ago

    Karachi, Sindh, Pakistan Oxford University Press Pakistan Full time

    Oxford University Press Pakistan, PakistanThe Regional Compliance Manager Pakistan will have the overall responsibility for ensuring effective understanding, application and development of the Oxford University Press compliance programme in its various Pakistan operations/locations. The job holder will also need to make sure for implementation of group...

  • Quality Compliance Manager

    3 days ago

    Karachi, Sindh, Pakistan Reckitt Full time $90,000 - $120,000 per year

    We are ReckittHome to the world's best loved and trusted hygiene, health, and nutrition brands. Our purpose defines why we exist: to protect, heal and nurture in the relentless pursuit of a cleaner, healthier world. We are a global team united by this purpose.Join us in our fight to make access to the highest quality hygiene, wellness, and nourishment a...