Assistant Manager Compliance

14 hours ago

Islamabad, Islamabad, Pakistan AWT Investments Limited Full time $60,000 - $120,000 per year

Job Summary:

Responsible for executing and maintaining compliance program, including On-site and Off-site Compliance Risk Assessments/ documentation and reporting based on overall scope of compliance.

Daily/Weekly / Monthly / Quarterly / Semi-Annually / Yearly Compliance Monitoring / Report (SECP / Mufap):

Updating Compliance Monitoring sheet on daily basis to monitor any Non- Compliance of Limits / Restrictions defined under NBFC Regulations, Circulars and Constitutive Documents. The same is forwarded to Head of Compliance for further necessary action.

Monthly / Quarterly / Semi-Annually / Yearly Reports to Regulators:

Ensure Monthly Reporting of SECP, MUFAP, and NCCPL according to a deadline and Job Specification.

Monthly, Quarterly, Semi-Annually, Yearly, and Other Inhouse Reporting

Ensure timely preparation and in-house reporting according to a deadline and Job Specification.

Time to Time Monitoring:

  • Ensure Compliance of NBFC rules and regulations, circulars, and directives.  and AML/CFT regulation, Act, directives, and guidelines. .
  • Keep updating and changing and issuance of new circulars, directives, and guidelines to high ups and circulate to the relevant department accordingly.

Compliance of AOF, KYC and Other relevant Forms:

  • To keep the record of KYC forms on regular basis. To check the required documents for account opening forms, Investments forms, Redemption forms and Conversion, Service Request form and make Compliance report and mention non-compliance report.

Minutes / Policy review:

  • Investment committee minutes and adherence of Board approved departmental policy review.

AML / CFT Regulation:

  • Shall report directly to the  Head of Compliance or another equivalent executive position or committee as and when required.
  • The AM Compliance shall primarily be responsible for the areas including, but not limited to-
  • The AM compliance with the relevant provisions of these Regulations, the AML Act, the Anti-Money Laundering Rules, 2008, the Anti-Money Laundering Regulations,  2020, and other directions and guidelines issued under the aforementioned regulations and laws, as amended from time to time
  • Ensuring that the internal policies, procedures, and controls for the prevention of ML/TF are approved by the board of directors and are effectively implemented;
  • Monitoring, reviewing and updating AML/CFT policies and procedures;
  • Providing assistance in compliance to other departments and branches ;
  • Timely submission of accurate data/ returns as required under the applicable laws;
  • Monitoring and timely reporting of Suspicious  Transactions to FMU; and
  • such other responsibilities may deem necessary in order to ensure compliance with these regulations

Education:

Preferably a Master's Degree in Finance/Economics/Commerce from an HEC recognized / overseas institution.

Experience

Minimum 5 years of working experience in Compliance/audit/accounts/operations in financial institute or corporate/multinational organisation governing bodies.

  • Assistant Manager

    14 hours ago

    Islamabad, Islamabad, Pakistan DynaMech Engineering Private Limited Full time 800,000 - 1,200,000 per year

    Company DescriptionWe suggest you enter details here.Role DescriptionThis is a full-time on-site role for an Assistant Manager at DynaMech Engineering Private Limited, located in Islamabad. The Assistant Manager will be responsible for overseeing daily operations, managing team performance, executing projects, ensuring compliance with company policies, and...

  • Platform Compliance Manager

    2 days ago

    Islamabad, Islamabad, Pakistan AIO Full time

    About The RoleWe are seeking a Platform Compliance Manager to lead the quality, integrity, and regulatory compliance of our platform. This is a cross-functional leadership role at the intersection of quality assurance, user experience, and regulatory standards. You will be responsible for ensuring that our platform meets internal benchmarks, user...

  • Compliance Specialist

    2 days ago

    Islamabad, Islamabad, Pakistan Afiniti Full time

    About AfinitiAfiniti's vision is to lead the contact center industry by delivering innovative AI solutions that uniquely enhance customer lifetime value and operational efficiency, earning us the trust of leading consumer companies worldwide. Over the past 16 years, Afiniti' patented technology has paired customers and contact center agents in real-time...

  • Assistant Manager Compliance

    2 days ago

    Islamabad, Islamabad, Pakistan Oxbridge Digital Full time

    OverviewThis employer is no longer accepting CVs for this job, it has been deactivated by the company's administrator.OrganizationRiphah Institute of Systems Engineering RISE Department, IslamabadJob DescriptionJob Description (total positions: 1, posted on: Jun 20, 2025)Riphah Institute of Systems EngineeringJob QualificationMS/BS in Computing, proven...

  • Finance & Compliance Manager

    14 hours ago

    Islamabad, Islamabad, Pakistan NIC Islamabad Full time 800,000 - 1,200,000 per year

    Company DescriptionNIC Islamabad is an incubator and accelerator funded by Ignite National Technology Fund, managed under the Ministry of Information Technology and Telecommunication of Pakistan. The purpose of NIC Islamabad is to activate, nurture, and accelerate disruptive and innovative startups.Role DescriptionWe are seeking an experienced Finance &...

  • Senior Manager IS Compliance

    14 hours ago

    Islamabad, Islamabad, Pakistan PTCLal Full time 104,000 - 130,878 per year

    ARE YOU READY TO RISE WITH PTCL GROUPWe are not just industry leaders; we are redefining excellence with groundbreaking solutions. PTCL Group stands out in the technology industry with its commitment to high-end innovation and leading the way in delivering integrated ICT and Cellular Network services in Pakistan, all rooted in our journey of Culture...

  • Assistant Manager

    14 hours ago

    Islamabad, Islamabad, Pakistan PaySa Full time 900,000 - 1,200,000 per year

    Job DescriptionPosition Title:Assistant Manager - HR & TalentJob Type:Full-Time (On-site)Location:Head Office, DHA Phase II, IslamabadWorking Hours:Monday to Friday, 09:00 AM – 05:30 PM PKSTAbout PaySaPaySa is a fast-growing fintech company offering online payment and e-money solutions to individuals and businesses across Pakistan. With a strong presence...

  • Assistant Manager HR

    14 hours ago

    Islamabad, Islamabad, Pakistan iSolve RCM LLC Full time 900,000 - 1,200,000 per year

    Who are we?We are Medical Billing and Credentialing LLC, a trusted provider of comprehensive medical billing and credentialing services. With our expertise in healthcare administration, we specialize in optimizing revenue cycles and ensuring accurate reimbursement for healthcare providers. Our dedicated team of professionals handles the intricate process of...

  • Vendor Compliance Specialist

    14 hours ago

    Islamabad, Islamabad, Pakistan Advanced Asset Management Full time $60,000 - $80,000 per year

    Position Title: Vendor Compliance SpecialistLocation: Remote (Pakistan-based) | Company Location: Dallas, TX (USA)Work Hours: 6:00 PM to 3:00 AM PKT (U.S. Central Time)Job Type: Full-timeOverview:We are seeking a meticulous and proactive Vendor Compliance Specialist to support our finance and operations teams. This role focuses on vendor payment...

  • Assistant Manager

    14 hours ago

    Islamabad, Islamabad, Pakistan Advance Practice Solutions Full time $104,000 - $130,878 per year

    Company DescriptionAt Advance Practice Solutions (APS), we provide medical practitioners with a comprehensive practice management solution that includes revenue cycle management, virtual medical assistants, virtual scribes, and accounting services. Our integrated approach allows us to oversee every aspect of practice management, from scheduling and efficient...